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Self-regulatory organizations
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241	April 2, 2015 Ms. Jill M. Peterson Assistant Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-02 10:17:45 Securities Financial markets Self-regulatory organizations Stock market Depository Trust & Clearing Corporation Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Securities Exchange Act LCH.Clearnet Financial economics Financial system Finance
242	MEMORANDUM DATE: December 19, 2013 TO: Add to Reading List Source URL: www.chx.com Language: English Chicago Stock Exchange Chess Garry Kasparov Self-regulatory organizations
243	DTCC Larry E. Thompson Via Cllllirrna11mrd Ge11erol Cormsel 55 Water Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-07 10:18:58 Self-regulatory organizations Financial markets Securities Central Securities Depositories Depository Trust & Clearing Corporation Security Settlement Securities Exchange Act Broker-dealer Financial economics Finance Financial system
244	ICSA EMC Quarterly Brief EMC Chairman Message Dear ICSA members, I am pleased to introduce to you the first edition of our Emerging Market Committee newsletter. This newsletter, which will be published on a quarterly bas Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-09-02 04:32:38 Finance Financial economics Korea Financial Investment Association National Stock Exchange of India International Organization of Securities Commissions Stock broker Capital market Stock exchange Financial market Stock market Self-regulatory organizations Business
245	Best Practices for Self-Regulatory Organizations ICSA members consider self-regulation of financial markets to be a valuable element of regulatory systems around the world, as it provides a mechanism whereby the experti Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:09 Government Self-regulatory organization Public administration International Organization of Securities Commissions Regulation Regulatory agency Securities Securities and Exchange Board of India Act Philippine Dealing Exchange Financial regulation Administrative law Law
246	Microsoft Word - Self-Regulation in Securities Markets Janfinal.docx Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2013-03-05 10:46:41 United States securities law Business Self-regulatory organizations Securities International Organization of Securities Commissions Securities Exchange Act Financial Industry Regulatory Authority Investment Industry Regulatory Organization of Canada Financial Services Authority Financial regulation Financial system Finance
247	Microsoft Word Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 17:56:43 Self-regulatory organizations Securities SS&C Technologies Depository Trust & Clearing Corporation Schutzstaffel William C. Stone Securities Exchange Act U.S. Securities and Exchange Commission Financial system Financial economics Finance
248	Bloomberg STP LLC; Notice of Filing of Application for Exemption from Registration as a Clearing Agency Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-27 16:16:54 Financial markets Stock market Self-regulatory organizations Securities Depository Trust & Clearing Corporation Securities Exchange Act Security Broker-dealer Electronic trading Financial economics Financial system Finance
249	ICSA International Council of Securities Associations Self-Regulation in Financial Markets: An Exploratory Survey ICSA Secretariat Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:05 Finance Self-regulatory organizations Financial markets Securities Financial services International Organization of Securities Commissions U.S. Securities and Exchange Commission Securities regulation in the United States Canadian securities regulation Financial regulation Financial economics Financial system
250	Trading Suspension: Spriza, Inc. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-04 10:15:54 Financial economics Financial system Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation United States Securities and Exchange Commission

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